2 Europe and Africa

The Mughal Empire of India was established in 1526 by a Persian-speaking dynasty that traced its authority back to Genghis Khan’s second son, Chagatai. The empire formed in a region that had been conquered by Tamerlane, a Mongol leader who consolidated the remains of several khanates. Tamerlane wanted to reassemble Genghis’s Mongol Empire, and he also considered himself “the Sword of Islam.” He died in 1405 on his way to a planned invasion of Ming China which his successor immediately called off.

Inspired by  Tamerlane’s fusion of cultures and religious movements, a new religion called Sikhism developed in the Punjab in the 15th century by combining elements of the traditional Hinduism of the region with Islam. Sikhs opposed India’s caste system, while becoming legendary warriors on the sub-continent.

The Mughals (from whom we get the term mogul) ruled a wealthy empire that included most of the Indian subcontinent and large parts of Afghanistan. It lasted until 1857 and at its peak ruled a population of over 150 million people. ​

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The Mughal golden age began in 1556 with the reign of Akbar the Great, who expanded the empire’s territory but allowed his Indian subjects to keep their languages and religions. Hinduism, which is still the dominant religion of India, is based on  ancient traditions and practices originating centuries before the development of Judaism and other religions in the Middle East.  It is a polytheistic religion in which the stories of the relations among the gods and goddesses help explain the human condition.  Unlike Muslims and Christians, differences related to religious practice have rarely divided Hindus.

Akbar’s grandson Shah Jahan (r. 1628-1658) was also an accomplished military leader, but his reign is remembered for its architectural achievements. Among them is the Taj Mahal, built as a tomb for Jahan’s favorite wife Mumtaz Mahal.

The Russian Empire grew out of resistance to Mongol rule and the fall of Constantinople. A ruler of the Grand Duchy of Moscow named Ivan III (later called Ivan the Great) refused to pay tribute to the Golden Horde and after the death of the last Greek Orthodox Christian emperor, Ivan decided his kingdom would become the new Rome. Ivan (r. 1462-1505) tripled the size of his state and rebuilt the Kremlin in Moscow. His grandson, Ivan IV (Ivan the Terrible, r. 1547-1584) was the first to declare himself Tsar of all the Russias—a title which is Russian for “Caesar.”  He annexed the khanates of Kazan, Astrakhan, and Siberia and recruited Cossacks from southern Russia and Ukraine to colonize Siberia.

Russia became the largest kingdom in the world, stretching from the Black Sea to the Pacific Ocean, but much of it was unoccupied and primitive. Peter I (Peter the Great, r. 1672-1725) visited Europe in disguise for 18 months to study shipbuilding and new administrative techniques that he used to modernize his realm and establish the Russian Empire. We’ll return to Russia later, but let’s explore some of the things that attracted Peter to Europe in the late 1600s.

The Enlightenment and Protestant Reformation

Europe’s Dark Ages ended in the 15th century, after the disaster of the Black Death. Even before the bubonic plague arrived, harsh winters and rainy summers beginning around 1310 had caused widespread famine. Feudal lords squeezed their peasants for crops and labor, and states raised taxes. Several million died during the famine, and then two thirds of Europe’s population disappeared between the plague’s arrival in 1347 and 1353. This depopulation threatened the power of the Church and the nobility, as surviving peasants became less patient with the taxes and labor demands of their bishops and lords. Peasant revolts in France and England in the second half of the 14th century showed the feudal system of the Middle Ages was coming to an end. 

Unlike the new eastern Muslim empires and the continuing Chinese Empire, Europe was unable to reunify under a single leader and create its own empire—although Austria’s Hapsburg dynasty did its best to lead an alliance optimistically named the Holy Roman Empire for centuries. Too many languages and local centers of power competed for dominance, and the Catholic Church (Europe’s largest landowner) was unable to exercise secular as well as spiritual power. Instead the church found itself pulled into regional contests for power, and in 1309 a French-born Pope moved his residence to Avignon. Seven popes resided in France under the control of the French king until 1378, when another French-born Pope decided to move back to Rome. But the French rulers and a growing class of aristocratic French cardinals were unwilling to give up the power that came with having their own Pope. For another sixty years there were two competing Papal Courts, one in Rome and a rival in Avignon. Although the Avignon Popes have been called Anti-Popes, it’s important to understand that the conflict was primarily about political power rather than about theology or religious doctrine. But theological conflicts were right around the corner. 

The arrival of the printing press in Europe in the middle of the fifteenth century allowed critics of the church like the friar Martin Luther to publish books and pamphlets calling for reform. Printing was a Chinese invention that was improved by Johannes Gutenberg, a German goldsmith who understood that moveable type was much more useful for an alphabet-based language than for a character-based system like Chinese. Printing spread classical Greek and Roman texts that had been carried to Europe by refugees from Constantinople, helping ignite the Renaissance (literally “rebirth”) of Europe. A new philosophy called Humanism focused scholars on learning that was not contained in Scripture or in church-approved sources, and on skepticism toward the decrees of religious authorities. Some Renaissance geniuses like Leonardo da Vinci and Michelangelo did not directly challenge the claims of political and religious authorities. Others like Machiavelli and Galileo did. The encounter with the Americas (the topic of the next chapter) also upset a traditional understanding of the world’s origin and history that did not account for the existence of these continents. And religious reformers like Martin Luther used the ability to print books to radically change the way Europeans thought about their Christianity and the Catholic Church.

Martin Luther (1483-1546) was an Augustinian monk who began the Protestant Reformation as a reaction against what he perceived as a betrayal of Christian ideals by the wealthy and self-indulgent Catholic Church. The Church had long gone through cycles of corruption and reform, which was usually led by new religious orders of monks (such as the Franciscans and Dominicans in the early 13th century).  Among Among Luther’s radical ideas was that the Catholic Church and the Papacy were so corrupt and far away from the teachings of Jesus that Christianity needed to be reestablished, rather than reformed.

Luther received a Doctorate in Theology in 1512 and joined the faculty of the University of Wittenberg in Germany. In 1516 the Catholic Church began selling indulgences to raise money for the construction of St. Peter’s Basilica in Rome. Indulgences were basically tickets for “time off” in purgatory (the place souls went to purify before entering heaven), and Luther objected on theological grounds; he also criticized the wealthy Pope for taxing the poor to build an unnecessary Vatican monument he could easily afford himself. Luther did not intend to split from the Catholic Church, but after his 95 Theses were translated from Latin to German, his criticism of the church and his new approach to theology caught on.

Luther was tried for heresy (no laughing matter: Czech religious reformer Jan Hus had been burned at the stake in 1415) and was excommunicated in 1521. The church banned Luther’s books, but Luther was a prolific writer who went on to publish scores of works using the new printing press condemning the Roman church. Luther translated the Bible into German and wrote a hymnal, so Germans could worship in their own language and understand what they were saying at church—Latin was still the official language of the Catholic Church (and would remain so until 1965).

Printing presses and expanding European literacy helped accelerate the Reformation. 

Many members of the nobility, particularly in northern Germany and Scandinavia, embraced Luther’s ideas not only for theological reasons but also for political reasons: they would no longer need to pay tribute and pledge to submit their authority to the Pope in Rome. The Reformation was not the only challenge that alarmed religious authorities into reacting with persecution. When Galileo used a telescope to prove Copernicus’s new theories that extended understanding of planetary motion beyond the second-century theories of Ptolemy, it was not the ancient Greeks who put him under house arrest for the rest of his life and nearly burned him as a heretic, but the Catholic Church—Copernicus and Galileo were rejecting a human-centered world founded by God Himself. Galileo’s challenge to the Church’s outdated description of the natural world was the first of many disputes that science has had (and continues to have) with religious authority.

To be fair, though, the idea that new data should challenge centuries of intellectual and theological tradition was as radical as the idea that the Earth orbits around the Sun and not vice versa.  The Church, and European society in general, sought to have eternal and unchanging answers for social and personal conditions.  Although today we are accustomed to the idea that new information that can reorganize the ways we understand the world is always becoming available, this was not part of the early modern worldview—which makes Galileo and Luther such radical figures in European and Western history.

As challenges became more frequent, some people tried to resist them by force. The Inquisition and persecution of witches flourished because authorities felt threatened. And the doctrine of papal infallibility did not even exist until the First Vatican Council in 1868 when science had gained a pretty substantial lead over faith…something to think about, since it implies that the Catholic Church never seemed to need to declare infallibility until it was challenged (curiously, the Papacy has only used that authority once, in 1950 in relation to doctrines concerning Mary, the mother of Jesus).

The development of science in Europe during the Renaissance would not have been possible without the contributions made by Muslim scholars.  During the period when Europe was suffering an intellectual “Dark Age” in the centuries following the fall of Rome,  the embrace of Islam in North Africa, the Middle East, and beyond created stability that encouraged the establishment of trade routes to China, which was accompanied by an exchange of ideas and technology. While medieval monks in Europe were busy copying illuminated Latin Bibles and hymnals, scholars like Al-Khwarizmi (780-850) the inventor of algebra, Al-Kindi (801-873) philosopher and musician Al-Zahrawi (936-1013) the father of surgery, Ibn Al-Haytham (965-1040) physicist and father of optics), Al-Biruni (973-1050), historian and scientist, Ibn Sina (980-1037) astronomer and physician, and Ibn Rushd (1126-1198)  philosopher and scientist, not only preserved classical Greek philosophy and science that was lost in Europe but made important original contributions to knowledge and culture.  Arab mathematicians were also impressed with the Indian number system, which included the concept of zero—in the 1200s, western Europeans began to change from Roman numerals (which did not have a zero) to Arabic numerals.  There would be no computers without this revolutionary change in mathematics…try dividing using Roman numerals.  Arab scholars helped trigger the Renaissance which led to both the European Enlightenment and the Industrial Revolution that produced the modern world we live in today.

In most of their kingdoms and caliphates, Muslim sovereigns respected Jews and Christians as “people of the book.”  This was especially important in the Iberian Peninsula—present-day Portugal and Spain—parts of which were dominated by Muslim rulers from 711 to 1492.  The introduction of ideas in astronomy, navigation, and mathematics in Iberia soon spread to other parts of Europe.  In 1492, Christopher Columbus was able to sail to the New World partly because of Arab naval and navigation technology.

The European philosophers and scientists who led the Enlightenment were dominated by Isaac Newton (1643-1727), who co-invented calculus and produced the first unified theory of nature. Newton’s Principia Mathematica (first published in 1687) created a foundation for all the physics and engineering that followed it, and his theories were basically undisputed until Einstein and quantum physics took up the challenge of describing the universe at the macroscopic and microscopic levels in the early 20th century. Other important Enlightenment thinkers included Émilie du Châtelet, a French aristocrat who studied and translated both Newton and his chief rival, German mathematician Gottfried Wilhelm Leibniz. Leibniz was the other inventor of Calculus, and the version we now use is actually based a little bit more on his notation system than on Newton’s. These scholars and their colleagues described their field as “natural science” and they tried to find natural laws for society, politics, and the economy to parallel Newton’s discoveries of gravity and optics. John Locke, Adam Smith, and Voltaire formulated ideas about natural rights and society that epitomized what English speakers called Enlightenment and what Germans like philosopher Immanuel Kant called aufklärung (literally, a “clearing up”). Kant famously explained that his aufklärung was humanity’s emergence from its self-imposed adolescence. 

European intellectuals also considered economic questions.  Capitalism, the idea that invested wealth can be an engine for economic, social, and technological development, was most famously explained by the  English philosopher Adam Smith. An agricultural revolution contributed to increased crop production and population growth in the 1400s, and that led to a surplus population being able to gather in towns and cities to engage in artisanal activities—metropolises which were once mainly centers of commerce and government and Church administration, began to produce goods for trade as well.  Even before the development of  mechanized  textile factories in Great Britain, for example, weavers lived and worked in districts like East London for generations. People began to specialize in particular trades, making products for customers beyond their own families and neighborhoods. Some general-purpose craftsmen like blacksmiths became increasingly specialized, focusing on manufacturing products with broader, mass markets (for example guns or carriage-springs, rather than just horseshoes, nails, hinges, and whatever the locals needed from day to day). ​

Banks in Europe began forming financial networks that standardized prices across larger regions, such as in Italy, the Low Countries and along the Baltic coast. When transportation and communication are poor, there are many opportunities for arbitrage: buying products cheap where they are abundant and then selling them for a profit where they are scarce. As networks improved, these opportunities decreased – or at least were pushed farther away.

Politics and finance were connected at this time: capitalism did not develop in a vacuum. Although Adam Smith famously described the “Invisible Hand” of market forces in 1776, merchants were heavily involved in government in England and Europe, influencing their nations’ policies and regulations to favor their own goals. Also, as described in later chapters, imperial expansion and colonial armies were indispensable for the spread of capitalism throughout the world.

The Reconquista and Portuguese Trade with Africa

In the next chapter, we will turn to the Americas and their discovery by Europeans. The backstory for this discovery and colonization is the Reconquista, a centuries-long effort by the Portuguese and Spanish to push the Muslim Moors back to Africa. Muslims had taken over most of the Iberian Peninsula  beginning in 711. The Reconquista begun by Christian nobles in northern Spain took about 800 years to complete.

The Portuguese Christians “reconquered” more quickly, because Portugal does not extend as far into the south and the Spanish kings and princes had to contend with the fortified cities of Seville and Granada. However, Portugal also captured Ceuta, a Moroccan fortress in North Africa in 1415, which gave them control over the western Mediterranean and the Atlantic. After a brief but successful war with Castile, the principle kingdom in central Spain,  Portugal turned its attention to exploring and acquiring territory along the coast of Africa in the 1430s and 1440s under the direction of Prince Henry the Navigator (Henry’s older brother Edward became King when their father died of the plague).  The Portuguese were becoming merchants and traders while the Christian Spanish were still fighting Muslims.

Portuguese mariners, following the route established by Bartolomeu Dias and Vasco de Gama in 1488 and 1497, began sailing to Asia around southern Africa. They conquered coastal east African city-states, established colonies in Angola and Mozambique, and took advantage of a slave-trading network that provided possibly 10 million captives for Muslim slave auctions from the 9th century to the twentieth. Portuguese control of the African coast was one of the reasons the royal court in Lisbon  showed little interest in Columbus’s proposal to sail west across the Atlantic to India; it is also why the Spanish were eager to take Columbus up on his plan in search of a route to Asia. We will return to Spain’s interest in Columbus in the next chapter.